monitors members for compliance and enforces regulations through quasi-judicial proceedings
Headquarters
Toronto, Ontario, Canada
Region served
Canada
Membership
Canadian mutual fund providers
Official language
English, French
Budget
C$33.284M (FY2020)
Website
www.mfda.ca
The Mutual Fund Dealers Association of Canada (MFDA) is a Canadian self-regulatory organization (SRO) that provides oversight to dealers that distribute mutual funds and exempt fixed income products. It is licensed under all Canadian provincial securities regulators (except Quebec, where it cooperates with the AMF instead). Its members consist of the distribution side of the industry that typically provide mutual funds and exempt fixed income products to Canadians through financial planners.
It works in parallel to another Canadian SRO, the Investment Industry Regulatory Organization of Canada (IIROC), which is responsible for the distribution of equities, ETFs, and other exchange traded products such as closed-end funds.
and 27 Related for: Mutual Fund Dealers Association information
The MutualFundDealersAssociation of Canada (MFDA) is a Canadian self-regulatory organization (SRO) that provides oversight to dealers that distribute...
of Canada (IIROC) and MutualFundDealersAssociation (MFDA) on January 1, 2023, CIRO oversees all investment dealers, mutual funds and trading activity...
Organization of Canada (IIROC) member firms, MutualFundDealersAssociation of Canada (MFDA) member firms, mutualfund companies, banks, Credit unions and deposit-taking...
January 15, 2013. Retrieved May 4, 2012. "Change of Name" (PDF). MutualFundDealersAssociation of Canada. July 2, 2013. Retrieved 2015-07-31. "organizational...
report on the lack of mutualfund regulation in Canada. The 1995 report triggered the creation of the MutualFundDealersAssociation of Canada, a self-regulatory...
Organization of Canada-regulated arm with iA Securities and its MutualFundDealersAssociation of Canada-regulated arm with Investia Financial Services Inc...
Investment Industry Regulatory Organization of Canada, and the MutualFundDealersAssociation of Canada. Along with British Columbia, the ASC jointly oversees...
re-appointed managing director of Mutual Trust Bank Limited in 2015 for a four year term. Norfund, the investment fund of the Norwegian government announced...
25 largest asset managers in the world. It is ranked 8th in long-term mutualfund assets in the U.S., fourth in retail funds in the U.K., and 27th in global...
broker-dealers who sell fund shares. In 1938, it authorized the creation of self-regulatory organizations like FINRA to oversee broker-dealers. The Securities...
institutions. Investment Industry Regulatory Organization of Canada MutualFundDealersAssociation Occupational Health and Safety Tribunal Canada occupational...
Money market mutual funds - short-term investment debt, operated by professional institutions. Money market mutual funds are an investment fund where a number...
funds also use placement agents and broker-dealers for distribution. The legal structure of a specific hedge fund, in particular its domicile and the type...
Interfinancial Network) into IntraFi Network Deposits, and IntraFi Funding. Using the service, broker-dealers automatically transfer, or “sweep,” unused cash balances...
-Mutualfunddealers which are restricted to trading in mutual funds and are required to be members of the self-regulatory organization, the Mutual Funds...
might be when a mutualfund manager pays commissions to a broker-dealer and in return the broker-dealer provides furniture for the fund adviser's use....
independent broker-dealer or IBD). There are also "hybrid RIAs" who are both broker-dealers and registered. The number of independent broker-dealer firms has declined...
initiative, using funding to establish the Medical Mutual Workforce Training Endowed Scholarship, the Medical Mutual Student Response Endowment Fund and support...
[citation needed] He was also president of Forward Funds, a diversified mutualfund group, and of Webster Investment Management, registered investment advisers;...
Advisory Board. She registered with the Liquidity Fund with the SEC; it was the first Money Market MutualFund in California. Norma Yaeger registered and opened...
Value Line against its mutualfund shareholders. The fraud was first reported to the SEC in 2004 by the then Value Line Fund (Nasdaq: VLIFX) portfolio...
The Mutual Broadcasting System (commonly referred to simply as Mutual; sometimes referred to as MBS, Mutual Radio or the Mutual Radio Network) was an...
TruStage Financial Group, Inc., formerly known as CUNA Mutual Group,/ˈkjuːnə/ is a mutual insurance company that provides financial services to cooperatives...
Global Information