Financial services, private banking, banking, business
Personal finance
Credit · Debt
Mortgage
Car loan
Charge card
Credit card
Unsecured personal loan
Rent-to-own
Student loan
Pawn
Title loan
Payday loan
Refund anticipation loan
Refinancing
Debt consolidation
Debt rescheduling
Bankruptcy
Employment contract
Salary
Wage
Salary packaging
Employee stock ownership
Employee benefits
Retirement
Pension
Defined benefit
Defined contribution
Social pension
Social security
Personal budget and investment
Active management
Alternative investment
Asset
allocation
economics
growth
Bond (finance)
Cash
Diversification (finance)
Equity (finance)
ESG
Estate planning
ETF
Financial
adviser
asset
plan
planner
independence
Fundamental analysis
Government bond
Growth investing
Growth stock
Hedge (finance)
Impact investing
Investment advisory
Investment performance
Investment style
Investor profile
Market risk
Passive management
Portfolio optimization
Speculation
Stock
Stockbroker
Target date fund
See also
Asset pricing
Bank
Cooperative
Credit union
Economic bubble
Financial deepening
Financial inclusion
Financial risk
Fintech
Market impact
Risk-return spectrum
Structured product
Sustainability
Systematic risk
Universal basic income
Volatility (finance)
Watered stock
v
t
e
A financial adviser or financial advisor is a professional who provides financial services to clients based on their financial situation. In many countries, financial advisors must complete specific training and be registered with a regulatory body in order to provide advice.
In the United States, a financial adviser carries a Series 7 and Series 66 or Series 65 qualification examination. According to the U.S. Financial Industry Regulatory Authority (FINRA), qualification designations and compliance issues must be reported for public view.[1] Details of formal compliance issues can be found on the Investment Adviser Public Disclosure (IAPD) website and details of non-formal issues can be found on Onesta. FINRA specifies the following groups who may use the term financial advisor: brokers, investment advisers, private bankers, accountants, lawyers, insurance agents and financial planners.[2] Financial advisors need to be able to take the full picture of the client's financial situation into account.[3]
^"Understanding Professional Designations". FINRA. Archived from the original on 6 October 2012. Retrieved 8 November 2012.
^"Selecting Investment Professionals". FINRA. Archived from the original on 9 March 2015. Retrieved 8 November 2012.
^Zanella, Nicola (2014). "The Financial Risks Pyramid: Taking a Holistic Approach to Financial Advice". The Journal of Wealth Management. 17 (3): 27–34. doi:10.3905/jwm.2014.17.3.027. S2CID 155314723. Archived from the original on 1 October 2022. Retrieved 1 October 2022.
A financialadviser or financial advisor is a professional who provides financial services to clients based on their financial situation. In many countries...
Independent financialadvisers (IFAs) are professionals who offer independent advice on financial matters to their clients and recommend suitable financial products...
planning In the UK, this person is known as a financialadviser Fee-Only financial advisor, a financial advisor compensated only by clients and accepting...
November 2012) was an English executive in the motor industry and then a financialadviser. He was the younger brother of director and actor Richard Attenborough...
a financial advisor and investment manager. In this case they may also be licensed as a financialadviser such as a registered investment adviser (in...
The Chartered Financial Planner is a qualification for professional financial planners and financialadvisers awarded by the Chartered Insurance Institute...
publishes The Banker, Money Management and FinancialAdviser (a publication targeted at professional advisers), fDi Intelligence and Professional Wealth...
Alvin Donald Hall (born June 27, 1952) is an American financialadviser, author, and media personality. Hall was born June 27, 1952, in Crawfordville...
Financial independence is a state where an individual or household has accumulated sufficient financial resources to cover its living expenses without...
Investment Adviser Representatives (IARs). Registered investment adviser firms receive compensation in the form of fees for providing financial advice and...
of Adviser Insights Inc. The financialadviser standards and ethics authority was founded by the government of Australia after the then Financial Services...
receiving annual returns. Beginning December 31, 2012, independent financialadvisers (IFAs) are legally obliged to follow Retail Distribution Review (RDR)...
plan, widely known as the "Dodge Line", in December 1948, as the financialadviser to the Supreme Commander for the Allied Powers (SCAP), General Douglas...
banking services and risk management. Robo-advisers are a class of automated financialadviser that provide financial advice or investment management online...
International Investment Analyst Certified Public Accountant Financial Risk Manager Financialadviser List of Securities Examinations Registered Investment Advisor...
promote monetary stability and a sound financial environment, and act as a banker of last resort and financialadviser to the federal government. The central...
precinct Chip Zien as Katz, a pathologist Paulo Costanzo as Ray Halle, financialadviser to Andrea and her mother Ned Eisenberg as Lawrence Felder, a judge...
financial services, such as banks, building societies, insurance companies, investment firms, financialadvisers and finance companies. The Financial...
within a larger entity) service clients with financialadvisers who serve as both, a broker as well as a financial consultant. Custody services – the safe-keeping...
founder and executive chairman of Fisher Investments, a fee-only financialadviser. Fisher's Forbes "Portfolio Strategy" column ran from 1984 to 2017...
or Lay Hoon Chan (born 1964) is a Singaporean sports executive and financialadviser. She has twice been appointed the President of the Spanish football...
Hiring new financialadvisers or an existing financialadviser is no longer part of business operations "Details of employed financialadvisers have changed...
financial analyst in 1999. The next year, he moved to Los Angeles to work at Merrill Lynch & Co. as a private wealth adviser. According to Financial Industry...
Davies, who created and starred in the show. He played strait-laced financialadviser Brian, a friend of Davies' character. In 2015, he wrote physical comedy...
The Association of Professional FinancialAdvisers or APFA is a trade association made up of financialadvisers across the United Kingdom. It is currently...
people do this. This method involves assessing one's financial situation, setting realistic financial goals, allocating income, tracking spending and adjusting...
Global Information