Former stock broker, financial adviser, and managing director at Morgan Stanley Asia Limited
Employer
Morgan Stanley Asia Limited
Known for
Committing Hong Kong's largest and most high-profile insider trading case
Criminal status
Jailed
Criminal charge
Nine counts of insider dealing, one count of counselling or procuring another person to deal in the shares of a listed company prior to the announcement of an acquisition deal
Penalty
Seven years imprisonment and $23.3 million fine
Du Jun (simplified Chinese: 杜军; traditional Chinese: 杜軍; pinyin: Dù Jūn) is a Chinese businessman and financier with origins in Beijing. He was known for his role as former managing director of the Wall Street investment bank Morgan Stanley in Hong Kong.
He was sentenced for a maximum seven years in prison in September 2009 and fined $23.3 million (about US$3 million) for his part in Hong Kong's biggest insider trading case – an "unprecedented" scam a judge said undermined the integrity of the leading Asian financial centre.[1][2][3][4] He was convicted on nine counts on 10 September 2009 but pleaded "not guilty to all charges.[5] He was also convicted of involving his wife in the scam.[3][6]
^"Ex-Morgan Stanley banker jailed for 7 years in HK". The Washington Post. 18 September 2009. Retrieved 18 September 2009.[dead link]
^"HK banker jailed for insider deal". BBC. 18 September 2009. Retrieved 18 September 2009.
^ abCite error: The named reference Ex-M.Stanley HK banker gets 7 years for insider trading was invoked but never defined (see the help page).
^"Hong Kong banker fined $3m for insider trading". Australian Broadcasting Corporation. 18 September 2009. Retrieved 18 September 2009.
^"HK banker guilty of insider deal". BBC. 10 September 2009. Retrieved 18 September 2009.
^Cite error: The named reference Ex-Morgan Stanley banker gets 7 years in jail for insider dealing was invoked but never defined (see the help page).
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