Kathleen Hamm information

Kathleen M. Hamm
Kathleen M. Hamm
Board Member of the Public Company Accounting Oversight Board
	In office; January 2018 – November 2019
Counselor to U.S. Treasury Deputy Secretary
	In office; 2014–2017
Assistant Director of Enforcement at the Securities and Exchange Commission
	In office; 1997–2000
Personal details
Born	February 2, 1963 (age 61); Albany, New York, U.S.
Education	University at Buffalo, SUNY (BS); Duke University School of Law (JD); Georgetown University Law Center (LLM)

Kathleen M. Hamm (born February 2, 1963) is an American lawyer, federal regulator and fintech and cybersecurity expert,^[1] formerly a board member of the Public Company Accounting Oversight Board, and Counselor to the Deputy Secretary of the U.S. Department of Treasury for cyber policy and financial regulation. In April 2021, her alma mater, University at Buffalo School of Management, named her Accountant of the Year.^[2]

She was the Global Leader of Securities and Fintech Services and Senior Strategic Adviser on Cyber Solutions to the chief executive officer of Promontory Financial Group, a wholly owned subsidiary of IBM. Hamm was a pioneer in developing processes to embed regulatory requirements and cybersecurity into business operations and controls, changing how business systems are developed and improving their consumer protection.^[3]^[4] After leaving public service, Hamm established Pearl Advisory Group, LLC. She serves on the boards of The Reserve Trust Company, Inc., a financial institution; the Long-Term Stock Exchange, Inc., a new exchange focusing on long-term value creation;^[5]^[6] and Manetu, Inc., a startup privacy management platform. She also is a member of the Duke University School of Law Board of Visitors; the Duke Law School Global Financial Markets Advisory Board, the Steering Committee of the Climate Risk Disclosure Lab at Duke University; and the Dean's Advisory Council for the University at Buffalo School of Management, SUNY.^[7]

^ SEC, Press Release, (October 11, 2019), "PCAOB Board Member Kathleen Hamm to Complete Term." “I would like to thank Kathleen Hamm for her dedicated service as a member of the Board. She brought increased focus at the PCAOB to emerging technology, cybersecurity, and the important role that auditor quality control systems play in ensuring consistent delivery of high quality audits,” said SEC Chairman Jay Clayton.
^ Hamm honored as Accountant of the Year, University at Buffalo
^ Matthew Biddle, (June 2018), "Taking career risks, managing cyber risk," Buffalo Business. “My clients are at a crossroads: They rely on labor-intensive legacy systems, but need to sort through vast amounts of data,” [Hamm] says. “My role is most exciting when I can help them use innovative methods and technology — including artificial intelligence and robotics — to meet their legal and regulatory obligations. If you had told me at UB that I’d end up doing something like that, I would not have believed it.”
^ Rubin, Gabriel T., (Sept. 25, 2017), "CFTC Looks to Blockchain to Transform How It Monitors Markets,” The Wall Street Journal.
^ "Long-Term Stock Exchange announces its board of directors".
^ "Long-Term Stock Exchange Picks a Board with 80% Female Directors". Bloomberg.com. 7 August 2020.
^ "Dean's Advisory Council".

[1] SEC, Press Release, (October 11, 2019), "PCAOB Board Member Kathleen Hamm to Complete Term." “I would like to thank Kathleen Hamm for her dedicated service as a member of the Board. She brought increased focus at the PCAOB to emerging technology, cybersecurity, and the important role that auditor quality control systems play in ensuring consistent delivery of high quality audits,” said SEC Chairman Jay Clayton.

[2] Hamm honored as Accountant of the Year, University at Buffalo

[3] Matthew Biddle, (June 2018), "Taking career risks, managing cyber risk," Buffalo Business. “My clients are at a crossroads: They rely on labor-intensive legacy systems, but need to sort through vast amounts of data,” [Hamm] says. “My role is most exciting when I can help them use innovative methods and technology — including artificial intelligence and robotics — to meet their legal and regulatory obligations. If you had told me at UB that I’d end up doing something like that, I would not have believed it.”

[4] Rubin, Gabriel T., (Sept. 25, 2017), "CFTC Looks to Blockchain to Transform How It Monitors Markets,” The Wall Street Journal.

[5] "Long-Term Stock Exchange announces its board of directors".

[6] "Long-Term Stock Exchange Picks a Board with 80% Female Directors". Bloomberg.com. 7 August 2020.

[7] "Dean's Advisory Council".

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Kathleen M. Hamm

Board Member of the Public Company Accounting Oversight Board
In office January 2018 – November 2019
Counselor to U.S. Treasury Deputy Secretary
In office 2014–2017
Assistant Director of Enforcement at the Securities and Exchange Commission
In office 1997–2000

Personal details
Born	February 2, 1963 (1963-02-02) (age 61) Albany, New York, U.S.
Education	University at Buffalo, SUNY (BS) Duke University School of Law (JD) Georgetown University Law Center (LLM)