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Financial regulation is a broad set of policies that apply to the financial sector in most jurisdictions, justified by two main features of finance: systemic risk, which implies that the failure of financial firms involves public interest considerations; and information asymmetry, which justifies curbs on freedom of contract in selected areas of financial services, particularly those that involve retail clients and/or Principal–agent problems. An integral part of financial regulation is the supervision of designated financial firms and markets by specialized authorities such as securities commissions and bank supervisors.
In some jurisdictions, certain aspects of financial supervision are delegated to self-regulatory organizations. Financial regulation forms one of three legal categories which constitutes the content of financial law, the other two being market practices and case law.[1]
^Joanna Benjamin 'Financial Law' Oxford University Press
and 26 Related for: Financial regulation information
Financialregulation is a broad set of policies that apply to the financial sector in most jurisdictions, justified by two main features of finance: systemic...
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has a target to improve regulation and monitoring of global financial markets. Within the financial sector, the term "financial markets" is often used...
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managing financial products in compliance with the regulations and Basel capital/liquidity requirements. An older use of the term "financial engineering"...
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International Centre for FinancialRegulation (ICFR) (2009–12) was a UK-based non-partisan organisation focused entirely on financialregulation that operated between...
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to introduce regulations and restrictions to try to limit or reduce the impact of speculators. States often enact such financialregulation in response...
remained in place until 2026. In the event that a team broke the financialregulations, the team can be penalised. It was originally planned a range of...
Development Goal 10 is to improve the regulation and monitoring of global financial institutions and strengthen such regulations. Standard Settlement Instructions...
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Professor of Law at Cornell Law School, where her work focuses on financialregulation and corporate governance. Omarova previously served as an advisor...
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