Financial Instruments and Exchange Act information
The Financial Instruments and Exchange Act (金融商品取引法, Kin'yū shōhin torihiki-hō), is a Japanese law that is the main statute codifying securities law and regulating securities companies in Japan. It was promulgated on June 14, 2006.
The law provides for:
Registration and regulation of broker dealers and their registered representatives
Corporate financial disclosure obligations applicable to public companies, investment trusts and similar entities
Tender offer rules
Disclosure obligations applicable to large shareholders in public companies
Internal controls in public companies; in this role the law is often referred to as J-SOX, a reference to the American Sarbanes-Oxley Act (SOX).
and 22 Related for: Financial Instruments and Exchange Act information
FinancialInstrumentsandExchangeAct (金融商品取引法, Kin'yū shōhin torihiki-hō), is a Japanese law that is the main statute codifying securities law and regulating...
"financialinstrumentsexchange holding company" subject to the regulations of the FinancialInstrumentsandExchangeAct enforced by the Financial Services...
A financial system is a system that allows the exchange of funds between financial market participants such as lenders, investors, and borrowers. Financial...
detecting and preventing money laundering. Specifically, the act requires financial institutions to keep records of cash purchases of negotiable instruments, file...
Negotiable InstrumentsAct, 1881: This act governs the use of negotiable instruments, such as cheques, bills of exchange, and promissory notes, in financial transactions...
of Goods Act 1893 and the Marine Insurance Act 1906. Bills of exchange are widely used to finance trade and, when discounted with a financial institution...
also called financial economics. Derivative products or instruments help the issuers to gain an unusual profit from issuing the instruments. For using...
CME had expanded to offer four core financialinstruments: commodities, foreign exchange, interest rates, and stock indexes. As of 2022, CME operates...
Markets in FinancialInstruments Directive 2014 (2014/65/EU), commonly known as MiFID 2 (Markets in financialinstruments directive 2), is a legal act of the...
Carlos Ghosn was arrested on suspicion of violating the financialinstrumentsandexchangeact, and the company was in big trouble. He had no hesitation...
Foreign Exchange Management Act, 1999 (FEMA), is an Act of the Parliament of India "to consolidate and amend the law relating to foreign exchange with the...
The Financial Services and Markets Act 2000 (c. 8) is an act of the Parliament of the United Kingdom that created the Financial Services Authority (FSA)...
Almaty FinancialInstrumentsExchange (AFINEX), which was registered on July 30, 1997. As of September 1, 1997 the trading in foreign currencies and futures...
Tokyo District Public Prosecutors Office and charged with violating the FinancialInstrumentsandExchangeAct of 2006. The Public Prosecutors Office accused...
and found to be in bankruptcy in 2014. On June 15 of 2015, Ogawa together with her husband were found to be in violation of the FinancialInstruments...
bonds and other financialinstruments. Stock exchanges may also provide facilities for the issue and redemption of such securities andinstrumentsand capital...
where banks lend and borrow from each other using financialinstruments such as commercial paper and repurchase agreements. These instruments are often valued...
prediction is the act of trying to determine the future value of a company stock or other financialinstrument traded on an exchange. The successful prediction...
support Russia's plans to turn Moscow into an international financial centre. The exchange completed an initial public offering on 15 February 2013, raising...
of the Gramm–Leach–Bliley Act of the late 1990s, which enabled different types of companies operating in the U.S. financial services industry at that...
Global Information